SFC Licences of CHAN Chun Lin, Johnny 陳焌年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 9 | 30 March 2023 | 31 October 2023 |
Pixiu Asset Management Limited (trading as APX Capital) 富瑞資產管理有限公司 (以容韜資本名義經營業務) | RE | 4 | 30 March 2023 | 31 October 2023 |
Altive Limited | RE | 9 | 31 March 2021 | 10 December 2021 |
Altive Limited | RE | 4 | 31 March 2021 | 10 December 2021 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 15 November 2017 | 27 January 2018 |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 1 | 05 July 2017 | 20 July 2017 |
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 | RE | 9 | 05 April 2016 | 20 August 2016 |
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 | RE | 4 | 05 April 2016 | 20 August 2016 |