SFC Licences of LAW Pui Sha 羅貝莎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino Wealth Securities Limited 國新證券有限公司 | RE | 1 | 11 December 2015 | 29 August 2019 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 19 June 2015 | 25 November 2015 |