SFC Licences of LIU Yan 劉艷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 | RE | 4 | 29 February 2016 | 31 January 2017 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 | RE | 1 | 29 February 2016 | 31 January 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2015 | 01 September 2015 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 04 August 2015 | 01 September 2015 |