SFC Licences of SHI Lin 時霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 9 | 06 September 2018 | 13 December 2022 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 4 | 06 September 2018 | 13 December 2022 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 23 June 2015 | 21 July 2018 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 23 June 2015 | 21 July 2018 |