SFC Licences of DONALD James Maitland

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lazard Asset Management (Hong Kong) Limited RE 4 15 March 2024 21 March 2024
Lazard Asset Management (Hong Kong) Limited RE 1 15 March 2024 21 March 2024
Lazard Asset Management (Hong Kong) Limited RE 4 25 March 2019 28 March 2019
Lazard Asset Management (Hong Kong) Limited RE 1 25 March 2019 28 March 2019
Lazard Asset Management (Hong Kong) Limited RE 4 19 March 2018 26 March 2018
Lazard Asset Management (Hong Kong) Limited RE 1 19 March 2018 26 March 2018
Lazard Asset Management (Hong Kong) Limited RE 4 28 October 2016 29 October 2016
Lazard Asset Management (Hong Kong) Limited RE 1 28 October 2016 29 October 2016
Lazard Asset Management (Hong Kong) Limited RE 4 30 June 2015 02 July 2015
Lazard Asset Management (Hong Kong) Limited RE 1 30 June 2015 02 July 2015