SFC Licences of CHAN Ling Tung, Kristy 陳令彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 06 February 2020 | 14 February 2020 |
| UBS Securities Asia Limited | RE | 2 | 14 September 2017 | 19 June 2019 |
| UBS Securities Asia Limited | RE | 1 | 14 September 2017 | 19 June 2019 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 11 June 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 08 July 2015 | 23 July 2016 |
| UBS Securities Asia Limited | RE | 2 | 08 July 2015 | 23 July 2016 |
| UBS Securities Asia Limited | RE | 1 | 08 July 2015 | 23 July 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 08 July 2015 | 23 July 2016 |