SFC Licences of YAMAGUCHI Shin 山口真
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 | RO | 1 | 12 October 2017 | 30 June 2018 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 | RE | 1 | 06 August 2015 | 12 October 2017 |