SFC Licences of SHI Ran 施冉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 4 | 26 February 2018 | 01 September 2021 |
| Wells Fargo Securities Asia Limited | RO | 1 | 26 February 2018 | 01 September 2021 |
| Wells Fargo Securities Asia Limited | RE | 4 | 07 July 2015 | 26 February 2018 |
| Wells Fargo Securities Asia Limited | RE | 1 | 07 July 2015 | 26 February 2018 |