SFC Licences of LUO Shengjie 羅聖杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 23 May 2019 | 14 September 2023 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 23 May 2019 | 14 September 2023 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 | RE | 9 | 15 September 2017 | 23 March 2019 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 | RE | 4 | 15 September 2017 | 23 March 2019 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 | RE | 1 | 15 September 2017 | 23 March 2019 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 20 October 2015 | 07 September 2016 |