SFC Licences of LIU Lubatu 劉陸巴圖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FIL Investment Advisors RE 9 26 September 2022
FIL Investment Advisors RE 4 26 September 2022
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 26 September 2022
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 26 September 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 24 July 2015 04 July 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 24 July 2015 04 July 2016