SFC Licences of YAU Kin Fat 邱健法

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 04 September 2015 01 April 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 July 2015 01 April 2018