SFC Licences of CASE Gregory James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 24 October 2017 30 October 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 24 October 2017 30 October 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 October 2017 30 October 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 10 May 2016 16 May 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 31 July 2015 10 August 2015