SFC Licences of NG Sze Ho, Theo 伍司浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 11 March 2020 | 07 May 2021 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 19 April 2017 | 17 August 2018 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 19 April 2017 | 17 August 2018 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 29 July 2015 | 23 March 2017 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 29 July 2015 | 23 March 2017 |