SFC Licences of ZHAO Yao 趙耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 11 September 2018 | 31 July 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 11 September 2018 | 31 July 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 July 2015 | 28 June 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2015 | 28 June 2018 |