SFC Licences of TAN Thuan Shiah Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | 2 | 18 July 2023 | |
| Northern Trust Company of Hong Kong Limited, The | RO | 1 | 02 December 2015 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 9 | 02 December 2015 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 2 | 06 August 2015 | 18 July 2023 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 06 August 2015 | 02 December 2015 |