SFC Licences of ZHENG Joanne Xisheng

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SunPlus Capital Limited 新領資本有限公司	RO	9	27 July 2022	03 January 2024
SunPlus Capital Limited 新領資本有限公司	RO	4	27 July 2022	03 January 2024
SunPlus Capital Limited 新領資本有限公司	RE	9	28 June 2022	27 July 2022
SunPlus Capital Limited 新領資本有限公司	RE	4	28 June 2022	27 July 2022
Prior Securities Limited 昇悅證券有限公司	RE	1	12 December 2019	16 February 2022
Prior Asset Management Limited 昇悅資產管理有限公司	RO	9	29 May 2019	15 February 2022
Prior Asset Management Limited 昇悅資產管理有限公司	RO	4	29 May 2019	15 February 2022
Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司	RO	9	22 June 2018	21 October 2018
Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司	RO	4	22 June 2018	21 October 2018
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司	RE	9	12 August 2016	03 June 2018
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司	RE	4	12 August 2016	03 June 2018
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司	RE	4	14 March 2016	01 June 2016
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司	RE	9	14 August 2015	01 June 2016