SFC Licences of LU Shiwei 盧詩瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 16 March 2022 | 01 July 2022 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 1 | 22 October 2020 | 30 July 2021 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 31 October 2017 | 04 October 2020 |
| Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 31 October 2017 | 04 October 2020 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 10 August 2015 | 20 October 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 10 August 2015 | 20 October 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 10 August 2015 | 20 October 2017 |