SFC Licences of WONG Ee Kay Geoffrey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 21 November 2019 | 26 November 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 21 November 2019 | 26 November 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 12 September 2019 | 13 September 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 12 September 2019 | 13 September 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 06 March 2019 | 07 March 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 06 March 2019 | 07 March 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 04 April 2018 | 12 April 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 April 2018 | 12 April 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 23 November 2017 | 28 November 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 23 November 2017 | 28 November 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 05 September 2017 | 15 September 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 05 September 2017 | 15 September 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 24 November 2016 | 02 December 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 24 November 2016 | 02 December 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 02 June 2016 | 07 June 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 02 June 2016 | 07 June 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 13 August 2015 | 19 August 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 13 August 2015 | 19 August 2015 |