SFC Licences of YAU Man Ting 邱萬庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 | RO | 5 | 31 January 2020 | |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 | RO | 2 | 31 January 2020 | |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RO | 4 | 11 January 2019 | |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RO | 1 | 11 January 2019 | |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 | RE | 5 | 29 October 2015 | 31 January 2020 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 | RE | 2 | 29 October 2015 | 31 January 2020 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 4 | 16 September 2015 | 11 January 2019 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 1 | 16 September 2015 | 11 January 2019 |