SFC Licences of CHUKIAT Nicholas Wynn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 29 October 2018 | 02 November 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 29 October 2018 | 02 November 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 20 October 2017 | 26 October 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 20 October 2017 | 26 October 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 27 January 2017 | 02 February 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 27 January 2017 | 02 February 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 10 November 2016 | 19 November 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 10 November 2016 | 19 November 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 30 October 2015 | 06 November 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 30 October 2015 | 06 November 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 20 August 2015 | 28 August 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 20 August 2015 | 28 August 2015 |