SFC Licences of LI Chen 李宸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 12 November 2021 | |
Davidson Kempner Asia Limited | RE | 1 | 09 October 2019 | 30 July 2021 |
Davidson Kempner Asia Limited | RE | 9 | 27 September 2018 | 30 July 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 17 October 2016 | 03 August 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 August 2015 | 03 August 2018 |