SFC Licences of CHAN Pak Yeung Edwin 陳柏楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 16 August 2018 | 03 July 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 16 August 2018 | 03 July 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 25 August 2015 | 23 January 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 August 2015 | 23 January 2017 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 25 August 2015 | 23 January 2017 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 25 August 2015 | 23 January 2017 |