SFC Licences of HOU Xiaoting 侯晓婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 16 May 2019 | 21 May 2019 |
| UBS Securities Asia Limited | RE | 4 | 22 March 2019 | 31 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 14 January 2019 | 27 January 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 September 2015 | 18 April 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 21 September 2015 | 18 April 2018 |