SFC Licences of LEE Kwan Lun, Colin 李崑崙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIAM Capital Management Limited 事安資本管理有限公司 | RO | 9 | 30 May 2022 | 31 October 2022 |
| CIAM Capital Management Limited 事安資本管理有限公司 | RO | 4 | 30 May 2022 | 31 October 2022 |
| CIAM Capital Management Limited 事安資本管理有限公司 | RE | 9 | 27 September 2021 | 30 May 2022 |
| CIAM Capital Management Limited 事安資本管理有限公司 | RE | 4 | 27 September 2021 | 30 May 2022 |
| St. James's Place (Hong Kong) Limited | RE | 9 | 02 April 2019 | 13 August 2021 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 01 September 2015 | 13 August 2021 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 01 September 2015 | 13 August 2021 |