SFC Licences of CHAU Yuk Lan 鄒玉蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 | RE | 1 | 18 October 2016 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 07 March 2016 | 19 May 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 07 March 2016 | 19 May 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 16 September 2015 | 18 December 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 16 September 2015 | 18 December 2015 |