SFC Licences of MOCHIZUKI Yuki 望月優樹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 22 June 2016 01 June 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 02 September 2015 01 June 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 02 September 2015 01 June 2021