SFC Licences of KLINGENBERG-TIMM Benno
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital International, Inc. | RE | 1 | 15 November 2023 | |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 13 September 2017 | 31 August 2023 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 13 September 2017 | 31 August 2023 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 13 February 2017 | 15 February 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 13 February 2017 | 15 February 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 12 January 2017 | 17 January 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 12 January 2017 | 17 January 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 08 September 2015 | 09 September 2015 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 08 September 2015 | 09 September 2015 |