SFC Licences of CHOW Tsz Kit, Vincent 周子傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 02 July 2021 | 14 February 2023 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 02 July 2021 | 14 February 2023 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 30 October 2018 | 06 April 2020 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 09 January 2018 | 06 April 2020 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 08 September 2015 | 19 November 2017 |