SFC Licences of LU Yang 路陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 11 February 2020 | 14 April 2020 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 14 January 2020 | 14 April 2020 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 14 January 2020 | 14 April 2020 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 15 September 2015 | 13 December 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 15 September 2015 | 13 December 2019 |