SFC Licences of LU Yang 路陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Capital Limited 建銀國際金融有限公司
RE 4 11 February 2020 14 April 2020
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 6 14 January 2020 14 April 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 15 September 2015 13 December 2019