SFC Licences of ZHAO Chen 趙晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 04 August 2022 | 20 March 2024 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 August 2022 | 20 March 2024 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 11 August 2017 | 14 July 2022 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 11 August 2017 | 14 July 2022 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 6 | 15 September 2015 | 13 July 2017 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 1 | 15 September 2015 | 13 July 2017 |