SFC Licences of LI Yichen 李宜宸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 27 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 04 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 04 November 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 21 November 2019 30 September 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 21 November 2019 30 September 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 22 September 2015 01 November 2019
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 22 September 2015 01 November 2019
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 22 September 2015 01 November 2019