SFC Licences of LI Yichen 李宜宸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 27 November 2020 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 04 November 2020 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 04 November 2020 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 21 November 2019 | 30 September 2020 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 21 November 2019 | 30 September 2020 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 22 September 2015 | 01 November 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 22 September 2015 | 01 November 2019 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 22 September 2015 | 01 November 2019 |