SFC Licences of CUI Xiaoyan 崔曉雁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 31 July 2017 | 10 August 2017 |
| UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 23 September 2015 | 26 September 2015 |