SFC Licences of GUO Jennifer Yi 郭奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 9 | 06 December 2019 | 05 August 2021 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 4 | 06 December 2019 | 05 August 2021 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 17 October 2019 | 06 December 2019 |
Eastfort Asset Management Private Limited 東衛資產管理私人有限公司 | RE | 9 | 14 October 2015 | 28 September 2019 |