SFC Licences of NAN Feiyan 南飛燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Research Limited 海通國際研究有限公司 RE 4 11 March 2020 30 April 2021
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 25 April 2018 25 August 2018
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 4 25 September 2017 13 April 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 01 September 2016 01 September 2017
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 29 September 2015 17 December 2015