SFC Licences of NAN Feiyan 南飛燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 11 March 2020 | 30 April 2021 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 25 April 2018 | 25 August 2018 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 25 September 2017 | 13 April 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 September 2016 | 01 September 2017 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 29 September 2015 | 17 December 2015 |