SFC Licences of LU Liyang 魯黎陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KBR Fund Management Limited | RE | 9 | 18 February 2022 | |
| KBR Fund Management Limited | RE | 4 | 18 February 2022 | |
| Green Harmony Capital Limited 紐達資本有限公司 | RE | 9 | 16 June 2021 | 17 June 2021 |
| Green Harmony Securities Limited 紐達證券有限公司 | RE | 4 | 16 June 2021 | 17 June 2021 |
| OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 04 June 2018 | 31 January 2021 |
| OP Investment Management Limited 東英投資管理有限公司 | RE | 4 | 04 June 2018 | 31 January 2021 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 07 September 2016 | 28 March 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 07 September 2016 | 28 March 2018 |
| Gruss Capital Management Limited | RE | 9 | 05 October 2015 | 20 January 2016 |