SFC Licences of DU Nan Chiang 杜南江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Point72 Hong Kong Limited | RE | 9 | 08 June 2022 | |
| UBS Securities Asia Limited | RE | 4 | 10 August 2016 | 12 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 October 2015 | 06 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 October 2015 | 06 October 2015 |