SFC Licences of REGAZZI Thomas Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 10 March 2016 | 18 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 07 October 2015 | 09 October 2015 |