SFC Licences of TEMPEST Nicholas Alexander James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 4 | 14 October 2016 | 07 September 2020 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 14 October 2016 | 07 September 2020 |