SFC Licences of LIM Zhu Xiang Sandy 林祝祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RE | 10 | 01 February 2019 | |
| QUAD Capital Management Limited | RE | 4 | 10 November 2015 | 31 December 2018 |
| QUAD Capital Management Limited | RE | 9 | 10 November 2015 | 31 December 2018 |