SFC Licences of LEE Kuo Wei, Frank 李国威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 9 | 28 April 2017 | 22 September 2017 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 4 | 28 April 2017 | 22 September 2017 |
| Neuberger Berman Asia Limited | RE | 1 | 12 October 2015 | 28 April 2017 |
| Neuberger Berman Asia Limited | RE | 9 | 12 October 2015 | 28 April 2017 |