SFC Licences of FERRI William Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 15 November 2019 | 22 November 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 15 November 2019 | 22 November 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 07 April 2016 | 15 April 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 07 April 2016 | 15 April 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 30 October 2015 | 30 October 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 30 October 2015 | 30 October 2015 |