SFC Licences of DODDS Philip Marcus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 28 September 2018 | 05 October 2018 |
| UBS Securities Asia Limited | RE | 1 | 27 October 2017 | 02 November 2017 |
| UBS Securities Asia Limited | RE | 1 | 20 October 2016 | 28 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 23 October 2015 | 30 October 2015 |