SFC Licences of JOHNSON Richard Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 January 2016 | 01 May 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 04 January 2016 | 01 May 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 22 October 2015 | 24 October 2015 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 22 October 2015 | 24 October 2015 |