SFC Licences of SHEKERDEMIAN James Yervant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 20 December 2017 | 31 December 2019 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 09 November 2015 | 31 December 2019 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 09 November 2015 | 31 December 2019 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 09 November 2015 | 27 October 2016 |
SG Asset Finance (Hong Kong) Limited | RO | 2 | 09 November 2015 | 26 September 2016 |
SG Asset Finance (Hong Kong) Limited | RO | 1 | 09 November 2015 | 26 September 2016 |