SFC Licences of CARUSO Daniel Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 02 November 2015 | 27 February 2019 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 November 2015 | 27 February 2019 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 02 November 2015 | 05 August 2016 |