SFC Licences of XIA Dongyu 夏冬雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 12 March 2018 | 21 May 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 March 2018 | 21 May 2019 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 15 November 2016 | 30 January 2018 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 15 November 2016 | 30 January 2018 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 | RE | 4 | 30 November 2015 | 06 October 2016 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 | RE | 6 | 30 November 2015 | 06 October 2016 |