SFC Licences of LU Yifan 魯一凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 18 August 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 31 May 2017 | 02 February 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 11 November 2015 | 02 February 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 11 November 2015 | 02 February 2018 |