SFC Licences of LAU Ngar Yee, Funnie 劉雅兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aspenwood Capital Limited 嘉桓資本有限公司 RE 4 05 December 2022
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 25 November 2016 31 May 2019
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 1 23 December 2015 11 July 2016