SFC Licences of LAU Ngar Yee, Funnie 劉雅兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aspenwood Capital Limited 嘉桓資本有限公司 | RE | 4 | 05 December 2022 | |
Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 25 November 2016 | 31 May 2019 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 23 December 2015 | 11 July 2016 |