SFC Licences of WONG Ka Yi 黃嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 19 March 2019 | 18 April 2019 |
Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 9 | 19 March 2019 | 18 April 2019 |
Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 4 | 19 March 2019 | 18 April 2019 |
RaffAello Capital Limited | RE | 6 | 29 June 2018 | 23 November 2018 |
Yellow River Securities Limited 黃河證券有限公司 | RE | 1 | 14 March 2018 | 25 April 2018 |