SFC Licences of GUAN Lei 關蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 | RO | 9 | 23 September 2021 | 23 June 2022 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 21 October 2020 | 04 April 2022 |
| Valuable Capital Limited 華盛資本証券有限公司 | RO | 2 | 20 November 2019 | 21 October 2020 |
| Valuable Capital Limited 華盛資本証券有限公司 | RO | 4 | 20 November 2019 | |
| Valuable Capital Limited 華盛資本証券有限公司 | RO | 1 | 20 November 2019 | |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 4 | 25 July 2019 | 20 November 2019 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 25 July 2019 | 20 November 2019 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 25 July 2019 | 20 November 2019 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 9 | 05 June 2019 | 23 September 2021 |
| Wonderland International Asset Management Limited 華德國際資產管理有限公司 | RE | 9 | 23 October 2017 | 12 February 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 14 December 2015 | 20 April 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 16 November 2015 | 20 April 2017 |